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BROWN FORMAN CORP — Director's Dealing 2022
Aug 2, 2022
30482_dirs_2022-08-01_80f62499-4b42-4eb4-b116-d770fd44747b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2022-07-28
Reporting Person: Cunningham Leanne D (SVP, Chief Fin Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-28 | Stock Appreciation Right | $73.61 | A | 16125 | Acquired | 2032-04-30 | Class B Common (16125.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $39.582 | 2025-04-30 | Class B Common (2094.0) | 2094 | Direct |
| Stock Appreciation Right | $37.942 | 2026-04-30 | Class B Common (7309.0) | 7309 | Direct |
| Stock Appreciation Right | $39.2 | 2027-04-30 | Class B Common (6213.0) | 6213 | Direct |
| Stock Appreciation Right | $53.244 | 2028-04-30 | Class B Common (3856.0) | 3856 | Direct |
| Stock Appreciation Right | $53.875 | 2029-04-30 | Class B Common (3948.0) | 3948 | Direct |
| Stock Appreciation Right | $68.241 | 2030-04-30 | Class B Common (3008.0) | 3008 | Direct |
| Stock Appreciation Right | $70.242 | 2031-04-30 | Class B Common (12628.0) | 12628 | Direct |
Footnotes
F1: These stock appreciation rights were previously reported as covering 4,814 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend and to correct an inadvertent overstatement in the number of shares covered.
F2: These stock appreciation rights were previously reported as covering 7,206 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
F3: These stock appreciation rights were previously reported as covering 6,126 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F4: These stock appreciation rights were previously reported as covering 3,802 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F5: These stock appreciation rights were previously reported as covering 3,892 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F6: These stock appreciation rights were previously reported as covering 2,965 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F7: These stock appreciation rights were previously reported as covering 12,451 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.