AI assistant
BROWN FORMAN CORP — Director's Dealing 2022
Aug 2, 2022
30482_dirs_2022-08-01_16cef233-fd96-43ba-92e1-dc0af418e2c2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2022-07-28
Reporting Person: Nall Timothy M (SVP CIO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-28 | Stock Appreciation Right | $73.61 | A | 6747 | Acquired | 2032-04-30 | Class B Common (6747.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $35.603 | 2024-04-30 | Class B Common (8043.0) | 8043 | Direct |
| Stock Appreciation Right | $39.582 | 2025-04-30 | Class B Common (13469.0) | 13469 | Direct |
| Stock Appreciation Right | $39.2 | 2027-04-30 | Class B Common (7768.0) | 7768 | Direct |
| Stock Appreciation Right | $53.244 | 2028-04-30 | Class B Common (9640.0) | 9640 | Direct |
| Stock Appreciation Right | $53.875 | 2029-04-30 | Class B Common (9868.0) | 9868 | Direct |
| Stock Appreciation Right | $68.241 | 2030-04-30 | Class B Common (3008.0) | 3008 | Direct |
| Stock Appreciation Right | $70.242 | 2031-04-30 | Class B Common (4536.0) | 4536 | Direct |
Footnotes
F1: These stock appreciation rights were previously reported as covering 7,930 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
F2: These stock appreciation rights were previously reported as covering 13,280 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
F3: These stock appreciation rights were previously reported as covering 7,659 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F4: These stock appreciation rights were previously reported as covering 9,505 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F5: These stock appreciation rights were previously reported as covering 9,729 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F6: These stock appreciation rights were previously reported as covering 2,965 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F7: These stock appreciation rights were previously reported as covering 4,472 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.