BROWN FORMAN CORP — Director's Dealing 2022

Nov 2, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2022-10-31

Reporting Person: Hamel Matthew E (EVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-10-31	Class B Common	M	10880	$28.034	Acquired	32295	Direct
2022-10-31	Class B Common	F	7457	$68.17	Disposed	24838	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-10-31	Stock Appreciation Right	$28.034	M	10880	Disposed	2023-04-30	Class B Common (10880.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	25812	Indirect
Class B Common	19426.8331	Indirect
Class B Common	14.923	Indirect
Class B Common	4423.8066	Indirect
Class B Common	41617	Indirect
Class B Common	70272	Indirect

Footnotes

F1: The closing price of BF-B on October 28, 2022, was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of October 28, 2022.

F3: Number of shares acquired through the issuer's dividend reinvestment plan as of November 1, 2022.

F4: Number of shares acquired through the issuer's employee stock purchase program as of November 1, 2022.