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BROWN FORMAN CORP — Director's Dealing 2021
Jun 4, 2021
30482_dirs_2021-06-03_80b2685d-0416-4f73-a9b0-c6255f82fda9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-06-01
Reporting Person: Hayes John V. (SVP/President, USA & Canada)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-01 | Class A Common | A | 1434 | — | Acquired | 1434 | Direct |
| 2021-06-01 | Class A Common | F | 453 | $71.35 | Disposed | 981 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 5702.5692 | Indirect |
| Class A Common | 4314.87 | Indirect |
Footnotes
F1: These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.
F2: To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 453 shares of Class A common stock.
F3: The closing price of BF-A on April 30, 2021 was used to calculate the withholding obligation.
F4: Updated to reflect transfer from direct holdings to revocable trust.
F5: Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.