BROWN FORMAN CORP — Director's Dealing 2021

Jul 12, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-07-02

Reporting Person: Cunningham Leanne D (SVP, Chief Fin Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	265	Direct
Class A Common	4262.7907	Indirect
Class B Common	12.7564	Indirect
Class B Common	3094.7057	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Appreciation Right	$40.145	2025-04-30	Class B Common (4814.0)		Direct
Stock Appreciation Right	$38.481	2026-04-30	Class B Common (7206.0)		Direct
Stock Appreciation Right	$39.757	2027-04-30	Class B Common (6126.0)		Direct
Stock Appreciation Right	$54.0	2028-04-30	Class B Common (3802.0)		Direct
Stock Appreciation Right	$54.64	2029-04-30	Class B Common (3892.0)		Direct
Stock Appreciation Right	$69.21	2030-04-30	Class B Common (2965.0)		Direct

Footnotes

F1: Number of shares acquired through the issuer's employee stock purchase program as of July 2, 2021.

F2: Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.