BROWN FORMAN CORP — Director's Dealing 2021

Aug 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2021-07-30

Reporting Person: Hamel Matthew E (EVP, Gen Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-30	Class B Common	M	14133	$23.047	Acquired	31085	Direct
2021-07-30	Class B Common	F	9016	$71.46	Disposed	22069	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-07-30	Stock Appreciation Right	$23.047	M	14133	Disposed	2022-04-30	Class B Common (14133.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	46373	Indirect
Class B Common	69922	Indirect
Class B Common	18292.1926	Indirect
Class B Common	3668.0514	Indirect
Class B Common	8.0763	Indirect

Footnotes

F1: The closing price of BF-B on July 29, 2021 was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of July 30, 2021.

F3: Number of shares acquired through the issuer's employee stock purchase program as of July 30, 2021.

F4: Number of shares acquired through the issuer's dividend reinvestment plan as of July 30, 2021.