BROWN FORMAN CORP — Director's Dealing 2020

Jan 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-01-10

Reporting Person: de Chabert Ralph E (SVP, Chief Diversity Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-10	Class B Common	M	1300	$18.217	Acquired	6158.188	Direct
2020-01-10	Class B Common	F	702	$67.38	Disposed	5456.188	Direct
2020-01-10	Class B Common	S	598	$67.70	Disposed	4858.188	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-10	Stock Appreciation Right	$18.217	M	1300	Disposed	2021-04-30	Class B Common (1300.0)	Direct

Footnotes

F1: Total has been updated to reflect dividend reinvestment.

F2: The closing price of BF-B on January 9, 2020 was used to calculate the withholding obligation.