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BROWN FORMAN CORP — Director's Dealing 2020
Apr 23, 2020
30482_dirs_2020-04-23_72f8b2bb-af6d-41ea-89ea-4c118c4371ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-04-22
Reporting Person: Farrer Marshall (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-22 | Class B Common | M | 9027 | $15.088 | Acquired | 19361 | Direct |
| 2020-04-22 | Class B Common | F | 4425 | $60.29 | Disposed | 14936 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-22 | Stock Appreciation Right | $15.088 | M | 9027 | Disposed | 2020-04-30 | Class B Common (9027.0) | Direct |
Footnotes
F1: The closing price of BF-B on April 21, 2020 was used to calculate the withholding obligation.
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