BROWN FORMAN CORP — Director's Dealing 2020

Apr 29, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-04-29

Reporting Person: Hayes John V. (SVP/President, USA & Canada)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-04-29	Class B Common	M	20788	$15.088	Acquired	38019	Direct
2020-04-29	Class B Common	F	10918	$64.35	Disposed	27101	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-04-29	Stock Appreciation Right	$15.088	M	20788	Disposed	2020-04-30	Class B Common (20788.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	15559	Indirect
Class B Common	7732.6293	Indirect
Class B Common	34.4547	Indirect
Class B Common	14270.58	Indirect

Footnotes

F1: The closing price of BF-B on April 28, 2020 was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of April 29, 2020.

F3: Number of shares acquired through the issuer's employee stock purchase program as of April 29, 2020.