BROWN FORMAN CORP — Director's Dealing 2020

Jun 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-06-01

Reporting Person: Alvarez Alejandro A (SVP, Chief Production Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-01	Class A Common	A	3532	—	Acquired	7831	Direct
2020-06-01	Class A Common	F	1084	$56.72	Disposed	6747	Direct
2020-06-01	Class B Common	A	884	—	Acquired	2602	Direct
2020-06-01	Class B Common	F	276	$62.20	Disposed	2326	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	1460.9139	Indirect

Footnotes

F1: These shares were issued on June 1, 2020, in connection with a July 27, 2017 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2020.

F2: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 1,084 shares of Class A common stock.

F3: The closing price of BF-A on April 30, 2020 was used to calculate the withholding obligation.

F4: To satisfy withholding obligations associated with the July 27, 2017 award of performance-based restricted stock units that were issued as shares on June 1, 2020, the reporting person surrendered 276 shares of Class B common stock.

F5: The closing price of BF-B on April 30, 2020 was used to calculate the withholding obligation.

F6: Number of shares acquired through the issuer's 401(k) plan as of June 1, 2020.