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BROWN FORMAN CORP Director's Dealing 2020

Jun 3, 2020

30482_dirs_2020-06-03_fb91572f-7498-4c13-8778-77de516686ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-07-05

Reporting Person: Brown Stuart R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-03 Class A Common G 478 Acquired 1111920 Direct
2020-01-10 Class A Common G 1908 Disposed 210012 Direct
2019-07-05 Class A Common G 10624 Acquired 10624 Indirect
2019-07-05 Class B Common G 26507 Acquired 26507 Indirect
2019-12-18 Class B Common G 460 Acquired 10199 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 309321 Direct
Class A Common 300000 Indirect
Class A Common 300000 Indirect
Class A Common 300000 Indirect
Class A Common 228302 Indirect
Class A Common 36104 Indirect
Class A Common 40878 Indirect
Class B Common 22616 Indirect
Class B Common 20306 Indirect
Class B Common 126217 Indirect

Footnotes

F1: On April 6, 2020, the reporting person transferred 900,000 shares to three grantor retained annuity trusts.