BROWN FORMAN CORP — Director's Dealing 2020

Jun 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-06-25

Reporting Person: Hawley Kirsten M (SVP, Chief HR Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-25	Class B Common	M	14032	$40.145	Acquired	18216	Direct
2020-06-25	Class B Common	F	10470	$63.81	Disposed	7746	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-25	Stock Appreciation Right	$40.145	M	14032	Disposed	2025-04-30	Class B Common (14032.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	5340.9814	Indirect
Class B Common	374.8294	Indirect

Footnotes

F1: The closing price of BF-B on June 24, 2020 was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of June 26, 2020.

F3: Number of shares acquired through the issuer's dividend reinvestment plan as of June 26, 2020.