BROWN FORMAN CORP — Director's Dealing 2020

Jul 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-07-24

Reporting Person: Hamel Matthew E (EVP, Gen Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-24	Class B Common	M	15245	$18.217	Acquired	121328	Direct
2020-07-24	Class B Common	F	9265	$68.46	Disposed	112063	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-24	Stock Appreciation Right	$18.217	M	15245	Disposed	2021-04-30	Class B Common (15245.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	17409.4441	Indirect
Class B Common	3161.2246	Indirect
Class B Common	5.7659	Indirect

Footnotes

F1: The closing price of BF-B on July 23, 2020 was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of June 1, 2020.

F3: Number of shares acquired through the issuer's employee stock purchase program as of July 24, 2020.

F4: Number of shares acquired through the issuer's dividend reinvestment plan as of July 24, 2020.