BROWN FORMAN CORP — Director's Dealing 2020

Aug 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-07-30

Reporting Person: Hayes John V. (SVP/President, USA & Canada)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-30	Stock Appreciation Right	$69.21	A	14374	Acquired	2030-04-30	Class B Common (14374.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	2257	Direct
Class B Common	564	Direct
Class A Common	3284.01	Indirect
Class B Common	41427.22	Indirect

Footnotes

F1: Updated to reflect transfer from direct holdings to revocable trust.

F2: Updated to reflect dividend reinvestment and transfer from direct holdings to revocable trust.

F3: Updated to reflect transfer from direct holdings to revocable trust and to correct prior reporting error.

F4: No money was paid to or received by the reporting person for these SSARs.