BROWN FORMAN CORP — Director's Dealing 2020

Oct 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2020-10-14

Reporting Person: de Chabert Ralph E (SVP, Chief Diversity Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-14	Class B Common	M	3074	$18.217	Acquired	8180.097	Direct
2020-10-14	Class B Common	F	1461	$78.09	Disposed	6719.097	Direct
2020-10-14	Class B Common	S	1613	$78.17	Disposed	5106.097	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-14	Stock Appreciation Right	$18.217	M	3074	Disposed	2021-04-30	Class B Common (3074.0)	Direct

Footnotes

F1: Total updated to reflect dividend reinvestment.

F2: The closing price of BF-B on October 13, 2020 was used to calculate the withholding obligation.