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BROWN FORMAN CORP Director's Dealing 2019

May 3, 2019

30482_dirs_2019-05-02_683972fb-fb28-44a6-852a-8d0af0ddf226.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-04-30

Reporting Person: Brown Campbell P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-04-30 Class B Common M 3714 Acquired 724497 Direct
2019-04-30 Class B Common F 1199 $53.29 Disposed 723298 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-04-30 Restricted Stock Units $ M 3714 Acquired Class B Common (3714.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 21917.7892 Indirect
Class B Common 12466.3327 Indirect
Class B Common 916987 Indirect
Class B Common 264777 Indirect
Class B Common 220080 Indirect
Class B Common 88166 Indirect
Class B Common 45 Indirect
Class B Common 45 Indirect
Class B Common 299326 Indirect
Class B Common 60543 Indirect
Class B Common 30285 Indirect
Class B Common 88166 Indirect
Class B Common 35625 Indirect

Footnotes

F1: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.

F2: Number of shares acquired through the issuer's 401(k) plan as of May 1, 2019.

F3: Number of shares acquired through the issuer's employee stock purchase program as of May 2, 2019.

F4: Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F5: The Restricted Stock Units were granted on July 23, 2015, and vested on April 30, 2019.