BROWN FORMAN CORP — Director's Dealing 2019

Jun 5, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03

Reporting Person: VARGA PAUL C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-03	Class A Common	A	39396	—	Acquired	167677	Direct
2019-06-03	Class A Common	F	18340	$52.30	Disposed	149337	Direct
2019-06-03	Class B Common	A	9837	—	Acquired	118880	Direct
2019-06-03	Class B Common	F	4580	$53.29	Disposed	114300	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	8222.6622	Indirect
Class A Common	312364	Indirect
Class A Common	444	Indirect
Class B Common	50000	Indirect
Class B Common	197846	Indirect
Class B Common	82688	Indirect

Footnotes

F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

F2: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 18,340 shares of Class A common stock.

F3: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

F4: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 4,580 shares of Class B common stock.

F5: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.