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BROWN FORMAN CORP — Director's Dealing 2019
Jun 5, 2019
30482_dirs_2019-06-05_70b6a09d-b892-421e-b69a-41627bf07412.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03
Reporting Person: de Chabert Ralph E (SVP, Chief Diversity Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-03 | Class A Common | A | 1375 | — | Acquired | 2413 | Direct |
| 2019-06-03 | Class A Common | F | 435 | $52.30 | Disposed | 1978 | Direct |
| 2019-06-03 | Class B Common | A | 344 | — | Acquired | 4946.194 | Direct |
| 2019-06-03 | Class B Common | F | 110 | $53.29 | Disposed | 4836.194 | Direct |
Footnotes
F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.
F2: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 435 shares of Class A common stock.
F3: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.
F4: Total has been updated to reflect dividend reinvestment.
F5: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 110 shares of Class B common stock.
F6: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.