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BROWN FORMAN CORP — Director's Dealing 2019
Jun 6, 2019
30482_dirs_2019-06-05_ed6a7f5f-c82c-4a71-b022-890c48dedff3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03
Reporting Person: Hinrichs Thomas (President, International Div)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-03 | Class A Common | A | 2514 | — | Acquired | 3966 | Direct |
| 2019-06-03 | Class A Common | F | 1132 | $52.30 | Disposed | 2834 | Direct |
| 2019-06-03 | Class B Common | A | 629 | — | Acquired | 6997 | Direct |
| 2019-06-03 | Class B Common | F | 284 | $53.29 | Disposed | 6713 | Direct |
Footnotes
F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.
F2: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 1,132 shares of Class A common stock.
F3: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.
F4: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 284 shares of Class B common stock.
F5: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.