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BROWN FORMAN CORP — Director's Dealing 2019
Jun 6, 2019
30482_dirs_2019-06-05_f36b1b82-9857-47cf-913f-211c325d47a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03
Reporting Person: Farrer Marshall (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-03 | Class B Common | A | 742 | — | Acquired | 10569 | Direct |
| 2019-06-03 | Class B Common | F | 235 | $53.29 | Disposed | 10334 | Direct |
Footnotes
F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.
F2: Total has been adjusted to reflect an acquisition of 158 shares as a result of a pro rata distribution from a limited liability company, and to correct a prior reporting error.
F3: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 235 shares of Class B common stock.
F4: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.