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BROWN FORMAN CORP Director's Dealing 2019

Jun 6, 2019

30482_dirs_2019-06-05_f36b1b82-9857-47cf-913f-211c325d47a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03

Reporting Person: Farrer Marshall (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-03 Class B Common A 742 Acquired 10569 Direct
2019-06-03 Class B Common F 235 $53.29 Disposed 10334 Direct

Footnotes

F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

F2: Total has been adjusted to reflect an acquisition of 158 shares as a result of a pro rata distribution from a limited liability company, and to correct a prior reporting error.

F3: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 235 shares of Class B common stock.

F4: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.