AI assistant
BROWN FORMAN CORP — Director's Dealing 2019
Jun 6, 2019
30482_dirs_2019-06-05_d52cba00-5477-4440-966f-ec31870abc4e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03
Reporting Person: Nelson Kelli (SVP, Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-03 | Class B Common | A | 663 | — | Acquired | 940 | Direct |
| 2019-06-03 | Class B Common | F | 205 | $53.29 | Disposed | 735 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 712.0912 | Indirect |
| Class B Common | 8.1852 | Indirect |
Footnotes
F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.
F2: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 205 shares of Class B common stock.
F3: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.
F4: Number of shares acquired through the issuer's employee stock purchase program as of June 4, 2019.
F5: Number of shares acquired through the issuer's dividend reinvestment plan as of June 4, 2019.