BROWN FORMAN CORP — Director's Dealing 2019

Jun 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03

Reporting Person: Hawley Kirsten M (SVP, Chief HR Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-06-03	Class A Common	A	2988	—	Acquired	5751	Direct
2019-06-03	Class A Common	F	944	$52.30	Disposed	4807	Direct
2019-06-03	Class B Common	A	746	—	Acquired	3915	Direct
2019-06-03	Class B Common	F	237	$53.29	Disposed	3678	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	1510.8147	Indirect
Class B Common	5280.2527	Indirect
Class B Common	366.8837	Indirect

Footnotes

F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

F2: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 944 shares of Class A common stock.

F3: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

F4: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 237 shares of Class B common stock.

F5: Number of shares acquired through the issuer's dividend reinvestment plan as of June 4, 2019.

F6: Number of shares acquired through the issuer's 401(k) plan as of June 4, 2019.