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BROWN FORMAN CORP Director's Dealing 2019

Jun 6, 2019

30482_dirs_2019-06-05_023a3e9a-5254-4ec8-b48e-454fb3264ea9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-03

Reporting Person: McCallum Mark I (EVP/Chief Brands Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-03 Class A Common A 6417 Acquired 57148 Direct
2019-06-03 Class A Common F 2026 $52.30 Disposed 55122 Direct
2019-06-03 Class B Common A 1603 Acquired 27677 Direct
2019-06-03 Class B Common F 573 $53.29 Disposed 27104 Direct

Footnotes

F1: These shares were issued on June 3, 2019, in connection with a July 28, 2016 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2019.

F2: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 2,026 shares of Class A common stock.

F3: The closing price of BF-A on April 30, 2019 was used to calculate the withholding obligation.

F4: To satisfy withholding obligations associated with the July 28, 2016 award of performance-based restricted stock units that were issued as shares on June 3, 2019, the reporting person surrendered 573 shares of Class B common stock.

F5: The closing price of BF-B on April 30, 2019 was used to calculate the withholding obligation.