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BROWN FORMAN CORP Director's Dealing 2019

Jun 11, 2019

30482_dirs_2019-06-11_d0f02a23-9ecc-4084-b443-cc33a834d79f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-06-10

Reporting Person: VARGA PAUL C (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-10 Class B Common M 235630 $23.047 Acquired 349930 Direct
2019-06-10 Class B Common F 161060 $56.50 Disposed 188870 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-06-10 Stock Appreciation Right $23.047 M 235630 Disposed 2022-04-30 Class B Common (235630.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 50000 Indirect
Class B Common 197846 Indirect
Class B Common 82688 Indirect

Footnotes

F1: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation.