BROWN FORMAN CORP — Director's Dealing 2019

Aug 20, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2019-08-20

Reporting Person: Hinrichs Thomas (SVP/Pres., International Div)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-08-20	Class B Common	M	6503	$15.088	Acquired	13216	Direct
2019-08-20	Class B Common	M	8808	$36.109	Acquired	22024	Direct
2019-08-20	Class B Common	M	11134	$40.145	Acquired	33158	Direct
2019-08-20	Class B Common	F	20018	$58.49	Disposed	13140	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-08-20	Stock Appreciation Right	$15.088	M	6503	Disposed	2020-04-30	Class B Common (6503.0)	Direct
2019-08-20	Stock Appreciation Right	$36.109	M	8808	Disposed	2024-04-30	Class B Common (8808.0)	Direct
2019-08-20	Stock Appreciation Right	$40.145	M	11134	Disposed	2025-04-30	Class B Common (11134.0)	Direct

Footnotes

F1: The closing price of BF-B on August 19, 2019 was used to calculate the withholding obligation.