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BROWN FORMAN CORP Director's Dealing 2018

Mar 30, 2018

30482_dirs_2018-03-30_0003c812-ca21-45c6-a2a2-4ddf0c11a2d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-03-29

Reporting Person: Wolf Pen Branch, LP (10% Owner)
Reporting Person: Wolf Pen Branch GP, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-29 Class B Common Stock J 10500000 $0.00 Disposed 0 Direct

Footnotes

F1: On February 28, 2018, the reporting person received 10,500,000 shares of Class B Common Stock as a result of a 4-for-1 stock split by Brown-Forman Corporation, whereby holders of Class A Common Stock and Class B Common Stock received one share of Class B Common Stock for every four shares of Class A Common Stock or Class B Common Stock. On March 29, 2018, the reporting person distributed the shares to its general partner and limited partners on a pro rata basis. As the sole general partner of Wolf Pen Branch, LP, Wolf Pen Branch GP, LLC may be deemed to indirectly beneficially own the securities owned by Wolf Pen Branch, LP, which owns the reported securities directly.