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BROWN FORMAN CORP — Director's Dealing 2018
Jun 14, 2018
30482_dirs_2018-06-13_3d1192a5-ff4e-4b60-8728-7aa0a8951fae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-05-30
Reporting Person: Brown Campbell P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-30 | Class A Common | G | 1366618 | — | Disposed | 242858 | Direct |
| 2018-05-30 | Class A Common | G | 242858 | — | Disposed | 0 | Direct |
| 2018-05-30 | Class A Common | G | 1366618 | — | Acquired | 1366618 | Indirect |
| 2018-05-30 | Class A Common | G | 242858 | — | Acquired | 242858 | Indirect |
| 2018-05-30 | Class A Common | G | 240429 | — | Disposed | 242858 | Indirect |
| 2018-05-30 | Class A Common | G | 240429 | — | Acquired | 242858 | Indirect |
| 2018-05-30 | Class A Common | G | 953901 | — | Disposed | 963536 | Indirect |
| 2018-05-30 | Class A Common | G | 953901 | — | Acquired | 963536 | Indirect |
| 2018-05-30 | Class B Common | G | 293986 | — | Disposed | 720783 | Direct |
| 2018-05-30 | Class B Common | G | 293986 | — | Acquired | 293986 | Indirect |
| 2018-05-30 | Class B Common | G | 5340 | — | Disposed | 30285 | Indirect |
| 2018-05-30 | Class B Common | G | 5340 | — | Acquired | 299326 | Indirect |
| 2018-05-30 | Class B Common | G | 296333 | — | Disposed | 299326 | Indirect |
| 2018-05-30 | Class B Common | G | 296333 | — | Acquired | 299326 | Indirect |
| 2018-05-30 | Class B Common | G | 907817 | — | Disposed | 916987 | Indirect |
| 2018-05-30 | Class B Common | G | 907817 | — | Acquired | 916987 | Indirect |
| 2018-05-30 | Class B Common | G | 87284 | — | Disposed | 88166 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 88166 | Indirect |
| Class A Common | 1059108 | Indirect |
| Class A Common | 142500 | Indirect |
| Class A Common | 142500 | Indirect |
| Class B Common | 21239.9324 | Indirect |
| Class B Common | 45 | Indirect |
| Class B Common | 45 | Indirect |
| Class B Common | 264777 | Indirect |
| Class B Common | 60543 | Indirect |
| Class B Common | 12241.2376 | Indirect |
| Class B Common | 35625 | Indirect |
Footnotes
F1: Represents a gift of LLC interests to a family trust.
F2: Represents a gift of LLC interests to CPBee Family 2018 LLC.
F3: Excludes 88,166 shares that were transferred to CPBee Sale 2018 LLC and 88,166 shares that were transferred to CPBee Charitable 2018 LLC on May 30, 2018.
F4: Represents a gift of LLC interests to a charitable foundation.
F5: Shares were previously owned directly until transfer to the LLC on May 30, 2018.
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