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BROWN FORMAN CORP Director's Dealing 2018

Jun 14, 2018

30482_dirs_2018-06-13_3d1192a5-ff4e-4b60-8728-7aa0a8951fae.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-05-30

Reporting Person: Brown Campbell P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-30 Class A Common G 1366618 Disposed 242858 Direct
2018-05-30 Class A Common G 242858 Disposed 0 Direct
2018-05-30 Class A Common G 1366618 Acquired 1366618 Indirect
2018-05-30 Class A Common G 242858 Acquired 242858 Indirect
2018-05-30 Class A Common G 240429 Disposed 242858 Indirect
2018-05-30 Class A Common G 240429 Acquired 242858 Indirect
2018-05-30 Class A Common G 953901 Disposed 963536 Indirect
2018-05-30 Class A Common G 953901 Acquired 963536 Indirect
2018-05-30 Class B Common G 293986 Disposed 720783 Direct
2018-05-30 Class B Common G 293986 Acquired 293986 Indirect
2018-05-30 Class B Common G 5340 Disposed 30285 Indirect
2018-05-30 Class B Common G 5340 Acquired 299326 Indirect
2018-05-30 Class B Common G 296333 Disposed 299326 Indirect
2018-05-30 Class B Common G 296333 Acquired 299326 Indirect
2018-05-30 Class B Common G 907817 Disposed 916987 Indirect
2018-05-30 Class B Common G 907817 Acquired 916987 Indirect
2018-05-30 Class B Common G 87284 Disposed 88166 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 88166 Indirect
Class A Common 1059108 Indirect
Class A Common 142500 Indirect
Class A Common 142500 Indirect
Class B Common 21239.9324 Indirect
Class B Common 45 Indirect
Class B Common 45 Indirect
Class B Common 264777 Indirect
Class B Common 60543 Indirect
Class B Common 12241.2376 Indirect
Class B Common 35625 Indirect

Footnotes

F1: Represents a gift of LLC interests to a family trust.

F2: Represents a gift of LLC interests to CPBee Family 2018 LLC.

F3: Excludes 88,166 shares that were transferred to CPBee Sale 2018 LLC and 88,166 shares that were transferred to CPBee Charitable 2018 LLC on May 30, 2018.

F4: Represents a gift of LLC interests to a charitable foundation.

F5: Shares were previously owned directly until transfer to the LLC on May 30, 2018.