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BROWN FORMAN CORP — Director's Dealing 2018
Jun 14, 2018
30482_dirs_2018-06-13_ee94d03a-2b4c-4bd4-8819-31036dcf9d0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-12-14
Reporting Person: Brown Stuart R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-04 | Class A Common | G | 446 | — | Acquired | 413482 | Direct |
| 2018-01-09 | Class A Common | G | 701650 | — | Acquired | 1115132 | Direct |
| 2018-01-04 | Class A Common | G | 1792 | — | Disposed | 1113340 | Direct |
| 2018-01-09 | Class B Common | G | 362302 | — | Acquired | 990821 | Direct |
| 2018-04-12 | Class B Common | G | 681500 | — | Disposed | 309321 | Direct |
| 2017-12-14 | Class B Common | G | 420 | — | Acquired | 9097 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 40878 | Indirect |
| Class A Common | 36104 | Indirect |
| Class A Common | 228302 | Indirect |
| Class B Common | 22616 | Indirect |
| Class B Common | 20306 | Indirect |
| Class B Common | 126217 | Indirect |
Footnotes
F1: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 420,830 additional shares in the February 2018 stock split and to correct a prior minor mathematical error. All transactions reported on this form that occurred before the stock split are presented on a pre-split basis.
F2: Total has been updated to reflect the acquisition of 1,819 additional shares in the February 2018 stock split.
F3: The reporting person no longer has a reportable beneficial interest in the Child-1 account and Child-2 account included in the reporting person's prior reports.
F4: Total has been updated to reflect the acquisition of 12,698 additional shares in the February 2018 stock split.
F5: Total has been updated to reflect the acquisition of 11,282 additional shares in the February 2018 stock split.
F6: Total has been updated to reflect the acquisition of 70,903 additional shares in the February 2018 stock split.