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BROWN FORMAN CORP Director's Dealing 2018

Jun 14, 2018

30482_dirs_2018-06-13_ee94d03a-2b4c-4bd4-8819-31036dcf9d0c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-12-14

Reporting Person: Brown Stuart R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-01-04 Class A Common G 446 Acquired 413482 Direct
2018-01-09 Class A Common G 701650 Acquired 1115132 Direct
2018-01-04 Class A Common G 1792 Disposed 1113340 Direct
2018-01-09 Class B Common G 362302 Acquired 990821 Direct
2018-04-12 Class B Common G 681500 Disposed 309321 Direct
2017-12-14 Class B Common G 420 Acquired 9097 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 40878 Indirect
Class A Common 36104 Indirect
Class A Common 228302 Indirect
Class B Common 22616 Indirect
Class B Common 20306 Indirect
Class B Common 126217 Indirect

Footnotes

F1: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 420,830 additional shares in the February 2018 stock split and to correct a prior minor mathematical error. All transactions reported on this form that occurred before the stock split are presented on a pre-split basis.

F2: Total has been updated to reflect the acquisition of 1,819 additional shares in the February 2018 stock split.

F3: The reporting person no longer has a reportable beneficial interest in the Child-1 account and Child-2 account included in the reporting person's prior reports.

F4: Total has been updated to reflect the acquisition of 12,698 additional shares in the February 2018 stock split.

F5: Total has been updated to reflect the acquisition of 11,282 additional shares in the February 2018 stock split.

F6: Total has been updated to reflect the acquisition of 70,903 additional shares in the February 2018 stock split.