BROWN FORMAN CORP — Director's Dealing 2018

Jun 14, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-04-30

Reporting Person: Holland Augusta Brown (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-20	Class A Common	G	1577	—	Disposed	1016124	Direct
2017-12-28	Class A Common	G	211	—	Acquired	1016335	Direct
2017-12-28	Class A Common	G	211	—	Acquired	5244	Indirect
2017-12-28	Class A Common	G	211	—	Acquired	8060	Indirect
2017-12-28	Class A Common	G	211	—	Acquired	5978	Indirect
2017-12-28	Class A Common	G	211	—	Acquired	5978	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	482284	Indirect
Class A Common	84308	Indirect
Class A Common	41374	Indirect
Class A Common	43456	Indirect
Class A Common	43456	Indirect
Class A Common	40878	Indirect
Class B Common	418059	Direct
Class B Common	245916	Indirect
Class B Common	76402	Indirect
Class B Common	7201	Indirect
Class B Common	38678	Indirect
Class B Common	41474	Indirect
Class B Common	41474	Indirect
Class B Common	1365	Indirect
Class B Common	2412	Indirect
Class B Common	4290	Indirect
Class B Common	1494	Indirect
Class B Common	1494	Indirect
Class B Common	22991	Indirect

Footnotes

F1: On February 28, 2018, the issuer completed a stock split resulting in the distribution of one share of Class B common stock for every four shares of either Class A or Class B common stock held. On April 23, 2018, the issuer paid a special cash dividend. Total has been updated to reflect the acquisition of 292,941 additional shares in the February 2018 stock split. Total has also been updated to reflect transfers from the ABH 2007 GRAT of 3,777 shares on June 16, 2017, and 3,423 shares on October 10, 2017, and a transfer to the ABH 2011 GRAT of 30,317 shares on May 14, 2018.

F2: Total has been updated to reflect the acquisition of 145,640 additional shares in the February 2018 stock split. Total has also been updated to reflect transfers to the reporting person's direct holdings of 3,777 shares on June 16, 2017, and 3,423 shares on October 10, 2017.

F3: Total has been updated to reflect the acquisition of 26,078 additional shares in the February 2018 stock split. Total has also been updated to reflect a transfer from the reporting person's direct holdings of 30,317 shares on May 14, 2018.

F4: Total has been updated to reflect the acquisition of 2,489 additional shares in the February 2018 stock split.

F5: Total has been updated to reflect the acquisition of 16,010 additional shares in the February 2018 stock split.

F6: Total has been updated to reflect the acquisition of 16,986 additional shares in the February 2018 stock split.

F7: Total has been updated to reflect the acquisition of 273 additional shares in the February 2018 stock split.

F8: Previously reported as the Hebe Exempt Trust.

F9: Total has been updated to reflect the acquisition of 482 additional shares in the February 2018 stock split.

F10: Total has been updated to reflect the acquisition of 2,470 additional shares in the February 2018 stock split.

F11: These shares were acquired in the February 2018 stock split.

F12: Total has been updated to reflect the acquisition of 12,773 additional shares in the February 2018 stock split.