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BROWN FORMAN CORP Director's Dealing 2018

Jun 22, 2018

30482_dirs_2018-06-21_2909db74-d665-4387-b1d9-50d302773ed6.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-06-15

Reporting Person: Hinrichs Thomas (Pres., International Division)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 2662 Direct
Class A Common 6.3471 Indirect
Class B Common 3180 Direct
Class B Common 3.2636 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $10.62 2019-04-30 Class B Common (8604.0) Direct
Stock Appreciation Right $15.088 2020-04-30 Class B Common (6503.0) Direct
Stock Appreciation Right $18.217 2021-04-30 Class B Common (12302.0) Direct
Stock Appreciation Right $23.047 2022-04-30 Class B Common (14457.0) Direct
Stock Appreciation Right $28.433 2023-04-30 Class B Common (11134.0) Direct
Stock Appreciation Right $36.109 2024-04-30 Class B Common (8808.0) Direct
Stock Appreciation Right $40.145 2025-04-30 Class B Common (11134.0) Direct
Stock Appreciation Right $38.481 2026-04-30 Class B Common (14966.0) Direct
Stock Appreciation Right $39.757 2027-04-30 Class B Common (12647.0) Direct