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BROWN FORMAN CORP Director's Dealing 2018

Jun 22, 2018

30482_dirs_2018-06-21_966a392d-0da9-47f6-a875-fabd6964d504.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-06-19

Reporting Person: Hinrichs Thomas (Pres., International Division)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-19 Class A Common S 36 $51.12 Disposed 2626 Direct
2018-06-19 Class A Common S 6.3471 $51.12 Disposed 0 Indirect
2018-06-19 Class B Common S 28 $52.83 Disposed 3152 Direct
2018-06-19 Class B Common S 3.2636 $52.83 Disposed 0 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $10.62 2019-04-30 Class B Common (8604.0) 8604 Direct
Stock Appreciation Right $15.088 2020-04-30 Class B Common (6503.0) 6503 Direct
Stock Appreciation Right $18.217 2021-04-30 Class B Common (12302.0) 12302 Direct
Stock Appreciation Right $23.047 2022-04-30 Class B Common (14457.0) 14457 Direct
Stock Appreciation Right $28.433 2023-04-30 Class B Common (11134.0) 11134 Direct
Stock Appreciation Right $36.109 2024-04-30 Class B Common (8808.0) 8808 Direct
Stock Appreciation Right $40.145 2025-04-30 Class B Common (11134.0) 11134 Direct
Stock Appreciation Right $38.481 2026-04-30 Class B Common (14966.0) 14966 Direct
Stock Appreciation Right $39.757 2027-04-30 Class B Common (12647.0) 12647 Direct