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BROWN FORMAN CORP — Director's Dealing 2018
Jun 22, 2018
30482_dirs_2018-06-21_6d7bfff5-8037-44a2-8977-fbd5845b7d16.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-06-15
Reporting Person: Keyes Mike J. (SVP, Chief Corporate Affairs)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 18818 | Direct |
| Class A Common | 4476.338 | Indirect |
| Class B Common | 8147 | Direct |
| Class B Common | 2237.8292 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $15.088 | 2020-04-30 | Class B Common (32067.0) | Direct | |
| Stock Appreciation Right | $18.217 | 2021-04-30 | Class B Common (27105.0) | Direct | |
| Stock Appreciation Right | $23.047 | 2022-04-30 | Class B Common (34994.0) | Direct | |
| Stock Appreciation Right | $28.433 | 2023-04-30 | Class B Common (18668.0) | Direct | |
| Stock Appreciation Right | $36.109 | 2024-04-30 | Class B Common (14572.0) | Direct | |
| Stock Appreciation Right | $40.145 | 2025-04-30 | Class B Common (16372.0) | Direct | |
| Stock Appreciation Right | $38.481 | 2026-04-30 | Class B Common (22458.0) | Direct | |
| Stock Appreciation Right | $39.757 | 2027-04-30 | Class B Common (18943.0) | Direct |
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