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BROWN FORMAN CORP Director's Dealing 2018

Jun 27, 2018

30482_dirs_2018-06-27_85f8c050-4221-43a2-9c96-3e1c1e4b975e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-06-25

Reporting Person: Brown George Garvin IV (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-25 Class B Common J 152578 $49.81 Disposed 590720 Direct
2018-06-26 Class B Common J 195998 $48.30 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 13197 Indirect
Class B Common 5810 Indirect
Class B Common 264777 Indirect
Class B Common 1178039 Indirect
Class B Common 11935 Indirect
Class B Common 23812 Indirect

Footnotes

F1: On June 25, 2018, the reporting person transferred shares to four family trusts in exchange for other assets. The reporting person disclaims beneficial ownership of the shares held by the all trusts and entities set forth on this form except to the extent of his pecuinary interest therein. The reporting person is no longer reporting any shares held by the 2010 GRAT or the 2012 GRAT because he does not have a reportable pecuniary interest therein.

F2: The closing price of Class B common stock as of June 22, 2018 was used to value the transaction.

F3: On June 26, 2018, the LLC transferred shares to a family trust in exchange for other assets.

F4: The closing price of Class B common stock as of June 25, 2018 was used to value the transaction.