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BROWN FORMAN CORP Director's Dealing 2018

Dec 27, 2018

30482_dirs_2018-12-27_5262cc0c-32ca-4ea2-aa1d-36e925922ea7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2018-12-21

Reporting Person: Keyes Mike J. (SVP, Chief Corporate Affairs)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-21 Class A Common S 3111 $46.19 Disposed 15707 Direct
2018-12-21 Class B Common S 167 $46.24 Disposed 7980 Direct
2018-12-26 Class A Common G 460 Disposed 15247 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 4528.634 Indirect
Class B Common 2251.9666 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.18 to $46.24, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Number of shares acquired through the issuer's employee stock purchase program as of December 27, 2018.