AI assistant
BROWN FORMAN CORP — Director's Dealing 2017
Mar 22, 2017
30482_dirs_2017-03-21_a40c35d3-bfa3-448c-8ee3-addd2b0a5f4e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-03-17
Reporting Person: Brown Christina Lee (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-12 | Class B Common | G | 157000 | — | Acquired | 157975 | Direct |
| 2017-03-17 | Class B Common | G | 212850 | — | Acquired | 160251 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 215000 | Indirect |
| Class B Common | 12907116 | Indirect |
| Class B Common | 706206 | Indirect |
| Class A Common | 498741 | Direct |
| Class A Common | 6660230 | Indirect |
| Class B Common | 124808 | Indirect |
| Class B Common | 3960 | Indirect |
| Class B Common | 252386 | Indirect |
| Class A Common | 1009550 | Indirect |
| Class A Common | 2554200 | Indirect |
Footnotes
F1: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017.
F2: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017, and to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager.
F3: Total has been updated to reflect the reporting person's contribution of 212,850 Class B shares to Harmony Fields 2017, LLC, for which the reporting person serves as manager.
F4: Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017.