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BROWN FORMAN CORP Director's Dealing 2017

Mar 22, 2017

30482_dirs_2017-03-21_139375b4-3eb2-4eb0-b075-6c87c8f19bbd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-03-17

Reporting Person: Brown Owsley III (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-12 Class B Common G 157000 Disposed 24546 Indirect
2017-03-17 Class B Common G 212850 Disposed 22270 Indirect
2017-03-17 Class B Common J 2150 Disposed 23640 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 12907116 Indirect
Class B Common 31925 Indirect
Class B Common 21283 Indirect
Class B Common 5835 Direct
Class A Common 644038 Direct
Class B Common 1124 Indirect
Class B Common 1124 Indirect
Class A Common 4580 Indirect
Class A Common 62984 Indirect
Class B Common 41610 Indirect
Class A Common 27644 Indirect
Class B Common 20544 Indirect
Class A Common 28028 Indirect
Class B Common 20640 Indirect
Class A Common 42478 Indirect
Class B Common 24254 Indirect
Class A Common 36 Indirect
Class A Common 103746 Indirect
Class A Common 67292 Indirect
Class B Common 1092 Indirect
Class A Common 633674 Indirect
Class B Common 430568 Indirect
Class A Common 1770 Indirect
Class B Common 404678 Indirect
Class A Common 24 Indirect
Class B Common 102896 Indirect

Footnotes

F1: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on January 12, 2017.

F2: Total has been updated to reflect pro rata distribution of Class B shares made by Olympus Three, LLC on March 17, 2017.

F3: On March 17, 2017, the Eleanor Lee Trusts contributed 2,150 Class B shares in exchange for an interest in a limited liability company.

F4: Total has been updated to reflect pro rata distributions of Class B shares made by Olympus Three, LLC on January 12, 2017 and March 17, 2017.