BROWN FORMAN CORP — Director's Dealing 2017

Mar 28, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2017-03-23

Reporting Person: Brown George Garvin IV (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-13	Class B Common	G	1200	—	Acquired	7390	Indirect
2017-02-13	Class A Common	G	3645	—	Disposed	112029	Direct
2017-02-13	Class A Common	G	3070	—	Acquired	18012	Indirect
2017-02-13	Class A Common	G	1150	—	Acquired	15842	Indirect
2017-03-23	Class A Common	J	3000000	—	Disposed	2160472	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common	20380	Indirect
Class A Common	208914	Indirect
Class A Common	23240	Indirect
Class A Common	1059108	Indirect
Class A Common	992	Indirect
Class A Common	95250	Indirect
Class B Common	554445	Direct
Class B Common	34836	Indirect
Class B Common	25959.665	Indirect
Class B Common	0	Indirect
Class B Common	156600	Indirect
Class B Common	510337	Indirect
Class B Common	5946	Indirect

Footnotes

F1: Reflects the acquisition of 3,095 additional shares in the August 2016 stock split.

F2: Reflects the acquisition of 57,837 additional shares in the August 2016 stock split.

F3: Reflects the acquisition of 7,471 additional shares in the August 2016 stock split.

F4: Reflects the acquisition of 7,346 additional shares in the August 2016 stock split.

F5: Reflects contribution of shares to a limited liability company.

F6: Reflects the acquisition of 2,580,236 additional shares in the August 2016 stock split.

F7: Reflects the acquisition of 10,190 additional shares in the August 2016 stock split.

F8: Reflects the acquisition of 104,457 additional shares in the August 2016 stock split.

F9: Reflects the acquisition of 11,620 additional shares in the August 2016 stock split.

F10: Reflects the acquisition of 529,554 additional shares in the August 2016 stock split.

F11: Reflects the acquisition of 496 additional shares in the August 2016 stock split.

F12: Reflects the acquisition of 47,625 additional shares in the August 2016 stock split.

F13: Reflects the acquisition of 275,850 additional shares in the August 2016 stock split. In addition, on September 14, 2016, CBGB LLC made a pro rata distribution of 2,746 Class B shares to the reporting person.

F14: Reflects the acquisition of 17,418 additional shares in the August 2016 stock split.

F15: Total updated to reflect shares acquired in the August 2016 stock split.

F16: Reflects the acquisition of 2,746 additional shares in the August 2016 stock split. Total also updated to reflect the distribution of all shares on September 14, 2016.

F17: Reflects the acquisition of 78,300 additional shares in the August 2016 stock split.

F18: Reflects the acquisition of 255,168 additional shares in the August 2016 stock split.

F19: Reflects the acquisition of 2,973 additional shares in the August 2016 stock split.