BROWN FORMAN CORP — Director's Dealing 2016

Jan 8, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-01-06

Reporting Person: Brown J McCauley (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-11	Class A Common	G	2250	—	Disposed	1602	Direct
2015-12-31	Class A Common	G	59000	—	Disposed	2296	Indirect
2015-12-31	Class A Common	G	921	—	Acquired	3217	Indirect
2015-12-31	Class A Common	G	24374	—	Acquired	50704	Indirect
2015-12-31	Class A Common	G	59000	—	Acquired	121993	Indirect
2015-12-31	Class A Common	G	25295	—	Disposed	96698	Indirect
2016-01-06	Class A Common	P	1646	$105.42	Acquired	15995	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	61484	Direct
Class B Common	8827.5045	Indirect
Class A Common	968395	Indirect
Class B Common	64481	Indirect
Class A Common	181940	Indirect
Class A Common	176898	Indirect
Class A Common	3925	Indirect
Class A Common	1000	Indirect
Class B Common	1020	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Class B Common (254.0)	254	Direct
Restricted Stock Units	$		Class B Common (212.0)	212	Direct
Restricted Stock Units	$		Class B Common (171.0)	171	Direct
Restricted Stock Units	$		Class B Common (158.0)	158	Direct

Footnotes

F1: Number of shares acquired through the issuer's 401(k) plan as of December 30, 2015.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.

F3: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.

F4: The restricted stock units were granted on July 25, 2013, and vest April 30, 2017.

F5: The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018.

F6: The Restricted Stock Units were granted on July 23, 2015, and vest on April 30, 2019.