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BROWN FORMAN CORP — Director's Dealing 2016
Mar 29, 2016
30482_dirs_2016-03-29_ab50053b-b01e-4f60-a618-c8f438ec24d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-03-29
Reporting Person: Steiner Lisa P (SVP, Chief of Staff)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-29 | Class B Common | S | 1000 | $97.50 | Disposed | 111 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 7108 | Direct |
| Class A Common | 714.4461 | Indirect |
| Class B Common | 124.611 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $102.25 | 2025-04-30 | Class B Common (5641.0) | 5641 | Direct |
| Stock Appreciation Right | $91.97 | 2024-04-30 | Class B Common (5467.0) | 5467 | Direct |
| Stock Appreciation Right | $72.42 | 2023-04-30 | Class B Common (6739.0) | 6739 | Direct |
Footnotes
F1: Number of shares acquired through the issuer's dividend reinvestment plan as of March 25, 2016.
F2: No money was paid to or received by the reporting person for this SAR.
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