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BROWN FORMAN CORP Director's Dealing 2016

Mar 29, 2016

30482_dirs_2016-03-29_ab50053b-b01e-4f60-a618-c8f438ec24d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-03-29

Reporting Person: Steiner Lisa P (SVP, Chief of Staff)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-29 Class B Common S 1000 $97.50 Disposed 111 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 7108 Direct
Class A Common 714.4461 Indirect
Class B Common 124.611 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $102.25 2025-04-30 Class B Common (5641.0) 5641 Direct
Stock Appreciation Right $91.97 2024-04-30 Class B Common (5467.0) 5467 Direct
Stock Appreciation Right $72.42 2023-04-30 Class B Common (6739.0) 6739 Direct

Footnotes

F1: Number of shares acquired through the issuer's dividend reinvestment plan as of March 25, 2016.

F2: No money was paid to or received by the reporting person for this SAR.