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BROWN FORMAN CORP Director's Dealing 2016

Aug 1, 2016

30482_dirs_2016-08-01_89c683e6-8a61-483a-952f-6a5c4f28e6d9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-07-28

Reporting Person: McCallum Mark I (EVP/Pres. Jack Daniel's Brands)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-28 Stock Appreciation Right $98.01 A 15014 Acquired 2026-04-30 Class B Common (15014.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common 32573.50 Direct
Class B Common 12732 Direct
Class B Common 27 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $91.97 2024-04-30 Class B Common (13677.0) 13677 Direct
Stock Appreciation Right $58.7 2022-04-30 Class B Common (24859.0) 24859 Direct
Stock Appreciation Right $38.43 2020-04-30 Class B Common (20455.0) 20455 Direct
Stock Appreciation Right $102.25 2025-04-30 Class B Common (11150.0) 11150 Direct
Stock Appreciation Right $72.42 2023-04-30 Class B Common (15971.0) 15971 Direct
Stock Appreciation Right $46.4 2021-04-30 Class B Common (23144.0) 23144 Direct
Stock Appreciation Right $27.05 2019-04-30 Class B Common (23437.0) 23437 Direct

Footnotes

F1: No money was paid to or received by the reporting person for these SSARs.