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BROWN FORMAN CORP Director's Dealing 2016

Aug 1, 2016

30482_dirs_2016-08-01_d773334a-803e-4b8c-a5ac-0ea386498e7e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-07-28

Reporting Person: Fitzgerald Brian P (SVP, Chief Accounting Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-07-28 Stock Appreciation Right $98.01 A 7128 Acquired 2026-04-30 Class B Common (7128.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class B Common 694 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Appreciation Right $33.76 2017-04-30 Class B Common (2637.0) 2637 Direct
Stock Appreciation Right $35.51 2018-04-30 Class B Common (2422.0) 2422 Direct
Stock Appreciation Right $27.05 2019-04-30 Class B Common (4728.0) 4728 Direct
Stock Appreciation Right $38.43 2020-04-30 Class B Common (3969.0) 3969 Direct
Stock Appreciation Right $46.4 2021-04-30 Class B Common (3739.0) 3739 Direct
Stock Appreciation Right $58.7 2022-04-30 Class B Common (3474.0) 3474 Direct
Stock Appreciation Right $72.42 2023-04-30 Class B Common (5762.0) 5762 Direct
Stock Appreciation Right $91.97 2024-04-30 Class B Common (4446.0) 4446 Direct
Stock Appreciation Right $102.25 2025-04-30 Class B Common (5214.0) 5214 Direct

Footnotes

F1: No money was paid to or received by the reporting person for these SSARs.