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BROWN FORMAN CORP — Director's Dealing 2016
Aug 1, 2016
30482_dirs_2016-08-01_d773334a-803e-4b8c-a5ac-0ea386498e7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-07-28
Reporting Person: Fitzgerald Brian P (SVP, Chief Accounting Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-28 | Stock Appreciation Right | $98.01 | A | 7128 | Acquired | 2026-04-30 | Class B Common (7128.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 694 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $33.76 | 2017-04-30 | Class B Common (2637.0) | 2637 | Direct |
| Stock Appreciation Right | $35.51 | 2018-04-30 | Class B Common (2422.0) | 2422 | Direct |
| Stock Appreciation Right | $27.05 | 2019-04-30 | Class B Common (4728.0) | 4728 | Direct |
| Stock Appreciation Right | $38.43 | 2020-04-30 | Class B Common (3969.0) | 3969 | Direct |
| Stock Appreciation Right | $46.4 | 2021-04-30 | Class B Common (3739.0) | 3739 | Direct |
| Stock Appreciation Right | $58.7 | 2022-04-30 | Class B Common (3474.0) | 3474 | Direct |
| Stock Appreciation Right | $72.42 | 2023-04-30 | Class B Common (5762.0) | 5762 | Direct |
| Stock Appreciation Right | $91.97 | 2024-04-30 | Class B Common (4446.0) | 4446 | Direct |
| Stock Appreciation Right | $102.25 | 2025-04-30 | Class B Common (5214.0) | 5214 | Direct |
Footnotes
F1: No money was paid to or received by the reporting person for these SSARs.
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