BROWN FORMAN CORP — Director's Dealing 2016

Dec 28, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROWN FORMAN CORP (BFA, BFB)
CIK: 0000014693
Period of Report: 2016-12-22

Reporting Person: Holland Augusta Brown (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-10	Class A Common	G	283	—	Acquired	1034493	Direct
2016-10-10	Class A Common	G	1792	—	Disposed	1032701	Direct
2016-10-10	Class A Common	G	283	—	Acquired	5033	Indirect
2016-10-10	Class A Common	G	1801	—	Acquired	12517	Indirect
2016-10-10	Class A Common	G	1801	—	Acquired	255563	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	7849	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	5767	Indirect
2016-10-10	Class A Common	G	283	—	Acquired	5767	Indirect
2016-10-10	Class A Common	G	1792	—	Acquired	233564	Indirect
2016-12-22	Class A Common	J	115020	$46.51	Acquired	175964	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common	109198	Direct
Class A Common	84308	Indirect
Class A Common	482284	Indirect
Class B Common	107476	Indirect
Class B Common	4712	Indirect
Class A Common	4580	Indirect
Class B Common	91342	Indirect
Class A Common	62984	Indirect
Class B Common	41610	Indirect
Class B Common	22668	Indirect
Class B Common	24488	Indirect
Class A Common	43456	Indirect
Class B Common	24488	Indirect
Class A Common	41374	Indirect
Class A Common	43456	Indirect
Class B Common	25790	Indirect
Class A Common	36	Indirect
Class B Common	1092	Indirect

Footnotes

F1: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 517,105 additional shares.

F2: Reflects the acquisition of 2,375 additional shares in the August 2016 stock split.

F3: Reflects the acquisition of 5,358 additional shares in the August 2016 stock split.

F4: Reflects the acquisition of 126,881 additional shares in the August 2016 stock split.

F5: Reflects the acquisition of 3,783 additional shares in the August 2016 stock split.

F6: Reflects the acquisition of 2,742 additional shares in the August 2016 stock split.

F7: Reflects the acquisition of 115,886 additional shares in the August 2016 stock split.

F8: On December 22, 2016, a limited partnership transferred 115,020 Class A shares to the OB3 GST Exempt Trust as a redemption of the trust's interest in the partnership.

F9: Reflects the acquisition of 30,472 additional shares in the August 2016 stock split.

F10: Reflects the acquisition of 52,591 additional shares in the August 2016 stock split. Also updated to reflect transfer of 4,016 shares from GRAT on October 10, 2016.

F11: Reflects the acquisition of 42,154 additional shares in the August 2016 stock split.

F12: Reflects the acquisition of 241,142 additional shares in the August 2016 stock split.

F13: Reflects the acquisition of 55,746 additional shares in the August 2016 stock split. Also updated to reflect transfer of 4,016 shares to direct holdings on October 10, 2016.

F14: Reflects the acquisition of 2,356 additional shares in the August 2016 stock split.

F15: Reflects the acquisition of 2,290 additional shares in the August 2016 stock split.

F16: Reflects the acquisition of 45,671 additional shares in the August 2016 stock split.

F17: Reflects the acquisition of 31,492 additional shares in the August 2016 stock split.

F18: Reflects the acquisition of 20,805 additional shares in the August 2016 stock split.

F19: Reflects the acquisition of 11,334 additional shares in the August 2016 stock split.

F20: Formerly known as CLB Trust fbo Cora Holland.

F21: Reflects the acquisition of 12,244 additional shares in the August 2016 stock split.

F22: Formerly known as CLB Trust fbo Lilla Holland.

F23: Reflects the acquisition of 21,728 additional shares in the August 2016 stock split.

F24: Formerly known as CLB Trust fbo Owsley Holland.

F25: Reflects the acquisition of 20,687 additional shares in the August 2016 stock split.

F26: Reflects the acquisition of 12,895 additional shares in the August 2016 stock split.

F27: Reflects the acquisition of 18 additional shares in the August 2016 stock split.

F28: Reflects the acquisition of 546 additional shares in the August 2016 stock split.