AI assistant
BROWN FORMAN CORP — Director's Dealing 2015
Mar 11, 2015
30482_dirs_2015-03-11_84b8446a-4991-4f8b-b29b-dd8c515c12c0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2012-12-24
Reporting Person: Holland Augusta Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-25 | Class A Common | G | 929.0000 | $0.0000 | Disposed | 514579.0000 | Direct |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 516980.0000 | Direct |
| 2014-12-03 | Class B Common | G | 151.0000 | $0.0000 | Acquired | 2356.0000 | Indirect |
| 2012-12-24 | Class B Common | G | 146786.0000 | $0.0000 | Acquired | 146786.0000 | Indirect |
| 2013-12-05 | Class A Common | G | 1135.0000 | $0.0000 | Acquired | 2605.0000 | Indirect |
| 2014-07-25 | Class A Common | G | 929.0000 | $0.0000 | Acquired | 3534.0000 | Indirect |
| 2014-09-17 | Class A Common | G | 1350.0000 | $0.0000 | Acquired | 126089.0000 | Indirect |
| 2014-09-17 | Class B Common | G | 336.0000 | $0.0000 | Acquired | 174280.0000 | Indirect |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 3658.0000 | Indirect |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 2617.0000 | Indirect |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 2617.0000 | Indirect |
| 2014-07-25 | Class A Common | G | 929.0000 | $0.0000 | Acquired | 115000.0000 | Indirect |
| 2014-08-16 | Class A Common | G | 477.0000 | $0.0000 | Acquired | 16846.0000 | Indirect |
| 2014-08-16 | Class B Common | G | 186.0000 | $0.0000 | Acquired | 95485.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 31431.0000 | Direct |
| Class A Common | 2250.0000 | Indirect |
| Class A Common | 196272.0000 | Indirect |
| Class B Common | 122685.0000 | Indirect |
| Class A Common | 8587.0000 | Indirect |
| Class B Common | 452164.0000 | Indirect |
| Class A Common | 18.0000 | Indirect |
| Class B Common | 12895.0000 | Indirect |
| Class B Common | 253176.0000 | Indirect |
| Class B Common | 546.0000 | Indirect |
| Class A Common | 316837.0000 | Indirect |
| Class B Common | 215284.0000 | Indirect |
| Class B Common | 20605.0000 | Indirect |
| Class B Common | 959.0000 | Indirect |
| Class A Common | 3330115.0000 | Indirect |
| Class B Common | 6703641.0000 | Indirect |
Footnotes
F1: Total has been adjusted to reflect (1) the pro rata distribution of all shares from Longview LP and Longview Charitable LP to their respective partners; and (2) the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
F2: Total has been adjusted (1) to correct a prior mathematical error; and (2) to reflect the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
F3: Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry LP to its partners; and (2) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F4: Total has been adjusted to reflect the pro rata distribution of all shares held by Birdnest 2006 Ltd, to its partners.
F5: Adjusted to correct prior mathematical error.
F6: Total has been adjusted to reflect the pro rata distribution of all shares held by Cherokee Horatio Ltd., to its partners.
F7: Total has been adjusted to reflect the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners. Holdings of Owsley Brown II IRA have been omitted to reflect the undersigned's withdrawal from an advisory position over such shares.
F8: Reflects the reporting person's appointment as one of three advisors to a member of this entity.
F9: The reporting person serves as one of three advisors to this estate.
F10: Updated to correct rounding error.