AI assistant
BROWN FORMAN CORP — Director's Dealing 2015
Mar 11, 2015
30482_dirs_2015-03-11_02cd939e-79ab-4acb-9911-6038c506b8c8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2014-07-25
Reporting Person: Barzun Brooke Brown (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 237755.0000 | Direct |
| 2014-07-25 | Class A Common | G | 929.0000 | $0.0000 | Disposed | 205527.0000 | Indirect |
| 2014-12-03 | Class B Common | G | 151.0000 | $0.0000 | Acquired | 946.0000 | Indirect |
| 2014-09-17 | Class A Common | G | 450.0000 | $0.0000 | Disposed | 4464.0000 | Indirect |
| 2014-09-17 | Class B Common | G | 112.0000 | $0.0000 | Disposed | 495.0000 | Indirect |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 4615.0000 | Indirect |
| 2014-09-17 | Class A Common | G | 450.0000 | $0.0000 | Disposed | 8278.0000 | Indirect |
| 2014-09-17 | Class B Common | G | 112.0000 | $0.0000 | Disposed | 1449.0000 | Indirect |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 8429.0000 | Indirect |
| 2014-09-17 | Class A Common | G | 450.0000 | $0.0000 | Disposed | 8278.0000 | Indirect |
| 2014-09-17 | Class B Common | G | 112.0000 | $0.0000 | Disposed | 1449.0000 | Indirect |
| 2014-12-03 | Class A Common | G | 151.0000 | $0.0000 | Acquired | 8429.0000 | Indirect |
| 2014-08-16 | Class A Common | G | 477.0000 | $0.0000 | Acquired | 16846.0000 | Indirect |
| 2014-08-16 | Class B Common | G | 186.0000 | $0.0000 | Acquired | 95485.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 11002.0000 | Direct |
| Class A Common | 126948.0000 | Indirect |
| Class B Common | 22897.0000 | Indirect |
| Class A Common | 9813.0000 | Indirect |
| Class A Common | 41748.0000 | Indirect |
| Class B Common | 17250.0000 | Indirect |
| Class A Common | 3521.0000 | Indirect |
| Class A Common | 196272.0000 | Indirect |
| Class B Common | 122685.0000 | Indirect |
| Class A Common | 8587.0000 | Indirect |
| Class B Common | 452164.0000 | Indirect |
| Class A Common | 18.0000 | Indirect |
| Class B Common | 253176.0000 | Indirect |
| Class A Common | 740610.0000 | Indirect |
| Class A Common | 3330115.0000 | Indirect |
| Class B Common | 6703641.0000 | Indirect |
Footnotes
F1: Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners; (2) the pro rata distribution of all shares held by Hackberry II LP to its partners; (3) the pro rata distribution of all shares held by Hackberry Manor LP to its partners; and (4) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F2: Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry II LP to its partners; (2) the pro rata distribution of all shares held by Hackberry Manor LP to its partners; (3) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F3: The reporting person no longer reports the Trust fbo Children because a member of her immediate family who previously served as a trustee has resigned from that position. Holdings of Owsley Brown II IRA have also been omitted to reflect the undersigned's withdrawal from an advisory position over such shares.
F4: Reflects the reporting person's appointment as an advisor to this trust.
F5: Total has been adjusted to reflect (1) the pro rata distribution of all shares held by Hackberry II LP to its partners; and (2) the pro rata distribution of all shares held by Hackberry 2007 LP to its partners.
F6: Total has been adjusted to reflect the pro rata distribution of all shares held by Longview LP and Longview Charitable LP to their respective partners.
F7: Reflects the reporting person's appointment as one of three advisors to a member of this entity.
F8: The reporting person serves as one of three advisors to this estate.