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BROWN FORMAN CORP — Director's Dealing 2015
Mar 17, 2015
30482_dirs_2015-03-17_a387b2ca-b332-4346-b19a-de23cf6d986d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-03-13
Reporting Person: BOUSQUET CHAVANNE PATRICK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Class B Common | M | 10506.0000 | $28.5800 | Acquired | 10506.0000 | Direct |
| 2015-03-13 | Class B Common | F | 5490.0000 | $89.9500 | Disposed | 5016.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Stock Appreciation Right | $28.5800 | M | 10506.0000 | Disposed | 2015-04-30 | Class B Common (10506.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Stock Units | $ | Class A Common (4335.3300) | 4335.3300 | Direct | |
| Deferred Stock Units | $ | Class B Common (5064.2500) | 5064.2500 | Direct | |
| Stock Appreciation Right | $38.4300 | 2020-04-30 | Class B Common (4785.0000) | 4785.0000 | Direct |
| Stock Appreciation Right | $27.0500 | 2019-04-30 | Class B Common (12451.0000) | 12451.0000 | Direct |
| Stock Appreciation Right | $35.5100 | 2018-04-30 | Class B Common (10134.0000) | 10134.0000 | Direct |
| Stock Appreciation Right | $33.7600 | 2017-04-30 | Class B Common (10639.0000) | 10639.0000 | Direct |
| Stock Appreciation Right | $34.9500 | 2016-04-30 | Class B Common (9036.0000) | 9036.0000 | Direct |
Footnotes
F1: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. On each dividend payment date, participants are credited with DSU equivalents.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.
F3: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
F4: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.