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BROWN FORMAN CORP — Director's Dealing 2015
May 4, 2015
30482_dirs_2015-05-04_e2c28058-44e9-47da-8600-5ffb14cb1518.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-04-30
Reporting Person: Brown J McCauley (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-30 | Class B Common | M | 778.0000 | — | Acquired | 61773.0000 | Direct |
| 2015-04-30 | Class B Common | F | 289.0000 | $90.2300 | Disposed | 61484.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-30 | Restricted Stock Units | $ | M | 778.0000 | Disposed | Class B Common (778.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 3852.0000 | Direct |
| Class B Common | 6265.1913 | Indirect |
| Class A Common | 968395.0000 | Indirect |
| Class B Common | 64481.0000 | Indirect |
| Class A Common | 181940.0000 | Indirect |
| Class A Common | 176898.0000 | Indirect |
| Class A Common | 3086.0000 | Indirect |
| Class B Common | 11314.0000 | Indirect |
| Class A Common | 26330.0000 | Indirect |
| Class A Common | 3925.0000 | Indirect |
| Class A Common | 1000.0000 | Indirect |
| Class A Common | 121203.0000 | Indirect |
| Class A Common | 14349.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (254.0000) | 254.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (212.0000) | 212.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (171.0000) | 171.0000 | Direct |
Footnotes
F1: These Restricted Stock Units were granted on July 28, 2011, and vested April 30, 2015.
F2: The closing price of BF-B ($90.23) on April 30, 2015 was used to calculate the withholding obligation.
F3: Number of shares acquired through the issuer's 401(k) plan as of April 13, 2015.
F4: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F5: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
F6: The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.
F7: The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018.