AI assistant
BROWN FORMAN CORP — Director's Dealing 2015
Jun 3, 2015
30482_dirs_2015-06-03_a3c67de1-a43d-4446-97f9-462a0f00863f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-06-01
Reporting Person: Jones Jill Ackerman (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-01 | Class A Common | A | 2372.0000 | $0.0000 | Acquired | 19186.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class B Common | 19863.0000 | Direct |
| Class B Common | 7175.2970 | Indirect |
| Class A Common | 2547.6563 | Indirect |
| Class B Common | 307.7886 | Indirect |
| Class B Common | 45.0000 | Indirect |
| Class B Common | 45.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $35.5100 | 2018-04-30 | Class B Common (8704.0000) | 8704.0000 | Direct |
| Stock Appreciation Right | $27.0500 | 2019-04-30 | Class B Common (13755.0000) | 13755.0000 | Direct |
| Stock Appreciation Right | $38.4300 | 2020-04-30 | Class B Common (15106.0000) | 15106.0000 | Direct |
| Stock Appreciation Right | $46.4000 | 2021-04-30 | Class B Common (16759.0000) | 16759.0000 | Direct |
| Stock Appreciation Right | $58.7000 | 2022-04-30 | Class B Common (11098.0000) | 11098.0000 | Direct |
| Stock Appreciation Right | $72.4200 | 2023-04-30 | Class B Common (9771.0000) | 9771.0000 | Direct |
| Stock Appreciation Right | $91.9700 | 2024-04-30 | Class B Common (10222.0000) | 10222.0000 | Direct |
Footnotes
F1: These shares were issued on June 1, 2015 in connection with a July 26, 2012 award of Class A Common Performance-Based Restricted Stock. The award - initially determined as a cash value - was subject to a three-year performance period, which ended April 30, 2015. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing that amount by $60.67, which is the adjusted closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the second and third years of the performance period.
F2: Number of shares acquired through the issuer's 401(k) plan as of May 28, 2015.
F3: Number of shares acquired through issuer's employee stock purchase program as of May 28, 2015.