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BROWN FORMAN CORP — Director's Dealing 2015
Jun 9, 2015
30482_dirs_2015-06-09_fbad0647-3716-4e79-8c30-fc0fdda2c862.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-06-05
Reporting Person: Brown J McCauley (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-05 | Class B Common | P | 1020.0000 | $97.1399 | Acquired | 1020.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 3852.0000 | Direct |
| Class B Common | 61484.0000 | Direct |
| Class B Common | 6265.1913 | Indirect |
| Class A Common | 968395.0000 | Indirect |
| Class B Common | 64481.0000 | Indirect |
| Class A Common | 181940.0000 | Indirect |
| Class A Common | 176898.0000 | Indirect |
| Class A Common | 61296.0000 | Indirect |
| Class B Common | 11314.0000 | Indirect |
| Class A Common | 26330.0000 | Indirect |
| Class A Common | 3925.0000 | Indirect |
| Class A Common | 1000.0000 | Indirect |
| Class A Common | 62993.0000 | Indirect |
| Class A Common | 14349.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Class B Common (254.0000) | 254.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (212.0000) | 212.0000 | Direct | |
| Restricted Stock Units | $ | Class B Common (171.0000) | 171.0000 | Direct |
Footnotes
F1: Number of shares acquired through the issuer's 401(k) plan as of April 13, 2015.
F2: Updated to reflect distribution of shares in satisfaction of annuity obligation.
F3: Each Restricted Stock Unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
F4: The Restricted Stock Units were granted on July 26, 2012, and vest April 30, 2016.
F5: The Restricted Stock Units were granted on July 25, 2013, and vest April 30, 2017.
F6: The Restricted Stock Units were granted on July 24, 2014, and vest April 30, 2018.