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BROWN FORMAN CORP — Director's Dealing 2015
Jun 23, 2015
30482_dirs_2015-06-23_3a43c1a0-01c6-47c4-8bc4-14a098f8b0c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-06-19
Reporting Person: WELCH JAMES S JR (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-19 | Class B Common | M | 13492.0000 | $34.9500 | Acquired | 38494.0000 | Direct |
| 2015-06-19 | Class B Common | S | 4478.0000 | $101.0590 | Disposed | 34016.0000 | Direct |
| 2015-06-19 | Class B Common | F | 9014.0000 | $101.6000 | Disposed | 25002.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-19 | Stock Appreciation Right | $34.9500 | M | 13492.0000 | Disposed | 2016-04-30 | Class B Common (13492.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 44505.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Right | $33.7600 | 2017-04-30 | Class B Common (23938.0000) | 23938.0000 | Direct |
| Stock Appreciation Right | $35.5100 | 2018-04-30 | Class B Common (21971.0000) | 21971.0000 | Direct |
| Stock Appreciation Right | $43.1000 | 2019-04-30 | Class B Common (31498.0000) | 31498.0000 | Direct |
| Stock Appreciation Right | $38.4300 | 2020-04-30 | Class B Common (31470.0000) | 31470.0000 | Direct |
| Stock Appreciation Right | $46.4000 | 2021-04-30 | Class B Common (22345.0000) | 22345.0000 | Direct |
| Stock Appreciation Right | $58.7000 | 2022-04-30 | Class B Common (20186.0000) | 20186.0000 | Direct |
| Stock Appreciation Right | $72.4200 | 2023-04-30 | Class B Common (14758.0000) | 14758.0000 | Direct |
| Stock Appreciation Right | $91.9700 | 2024-04-30 | Class B Common (13349.0000) | 13349.0000 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.05 to $101.10, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: The closing price of BF-B ($101.60) on June 18, 2015 was used to calculate the withholding obligation.