AI assistant
BROWN FORMAN CORP — Director's Dealing 2015
Jul 28, 2015
30482_dirs_2015-07-27_a4c1e30d-3c52-4927-b8b0-6598d9549bbd.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROWN FORMAN CORP (BF'B)
CIK: 0000014693
Period of Report: 2015-07-23
Reporting Person: Holland Augusta Brown (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-23 | Deferred Stock Units | $ | A | 591.6400 | Acquired | Class A Common (591.6400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common | 516980.0000 | Direct |
| Class B Common | 52036.0000 | Direct |
| Class A Common | 241142.0000 | Indirect |
| Class B Common | 56301.0000 | Indirect |
| Class A Common | 42154.0000 | Indirect |
| Class A Common | 44301.0000 | Indirect |
| Class A Common | 2250.0000 | Indirect |
| Class B Common | 2356.0000 | Indirect |
| Class A Common | 196272.0000 | Indirect |
| Class B Common | 122685.0000 | Indirect |
| Class A Common | 18.0000 | Indirect |
| Class B Common | 12895.0000 | Indirect |
| Class B Common | 546.0000 | Indirect |
| Class A Common | 316837.0000 | Indirect |
| Class B Common | 215284.0000 | Indirect |
| Class B Common | 959.0000 | Indirect |
| Class A Common | 3330115.0000 | Indirect |
| Class B Common | 6703641.0000 | Indirect |
| Class A Common | 20439.0000 | Indirect |
| Class B Common | 5109.0000 | Indirect |
| Class A Common | 126089.0000 | Indirect |
| Class B Common | 174280.0000 | Indirect |
| Class A Common | 3658.0000 | Indirect |
| Class B Common | 910.0000 | Indirect |
| Class A Common | 2617.0000 | Indirect |
| Class A Common | 2617.0000 | Indirect |
| Class A Common | 115000.0000 | Indirect |
| Class B Common | 95974.0000 | Indirect |
| Class A Common | 16846.0000 | Indirect |
| Class B Common | 95485.0000 | Indirect |
Footnotes
F1: Under the Brown-Forman Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 23, 2015, were based on the closing price of the Company's Class A common stock on that date ($111.30). On each dividend payment date, participants are creditied with DSU equivalents.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service.